Name *

First Name

Last Name

Does your GRC Structure have an Internal Audit Department? *

Yes

No

Does your GRC Structure have a Compliance Department (Finance, Business, Legal, IT)? *

Yes

No

Are there policies/procedures, matricies (DOA, SOD, SOX)? *

Yes

No

Do you follow the 3 Lines of Defense model? *

Yes

No

Would you consider your compliance process Manual or Automated? *

Manual

Automated

Do you use Data Mining? *

Yes

No

Do you use Process Mining? *

Yes

No

Do you use AI and/or Deel Learning/Machine Learning? *

Yes

No

Do you use a tool/service to monitor changes (country legistlation/organisation)? *

Yes

No

Is there a Tool/Template (questionnaire or checklist) in your Internal Audit/Compliance department? *

Yes

No

Is there a tool to report out and organise/monitor remediation? *

Yes

No

Where is Compliance Responsibility: Centralised or within the Business *

Centralised

With the Business

Other

Do you use Audit Ratings like 'Unsatisfactory Audits vs Total Audits'? *

Yes

No

Do you look at Trends of unsatisfactory audits over the years? *

Yes

No

Do you use Total number of Issues and Trends of Isssues over the years? *

Yes

No

Do you use KPIs such as Overdue Audits and Overdue Issues versus Total Audits and Total Number of Issues? *

Yes

No

I agree to the Terms and Conditions and Privacy Policy *

Terms & Privacy Policy

Yes