Agenda Day 2, November 19th, 2021: (see Agenda Day 1) (back to Fraud Event Summary)
09.00 – Brief Opening Remarks from the Chair
09.00 - Training your Workforce on Anti-Corruption, Bribery and Fraud
· Conduct training across an organization - Which functional departments of the company should be trained?
· Build a training according to the geographies, the risks and the roles of employees - What should be the main topics?
· Training on specific topics at different times of the year - what should be the frequency?
· The training should fit the company - What method should be used? Face to face training? E-learning? Why?
Anton Alferov, Regional Compliance Counsel for Europe, Eurasia and Sub-Saharan Africa, Halliburton
09.45 – Implementing an ABC Compliance Programme Globally
· Different compliance models
· The pros and cons of the models
· How should future models look
· The cultural elements of a compliance model
· Questions
Steven Newman, Head of ABC Optimisation, NatWest
10.30 - Managing Internal Investigations
· How to decide when to investigate (and when not to investigate)?
· How to define what should be investigated and how deep should the investigation go?
· How to conduct a preliminary assessment of an allegation or suspicion?
· How to connect the investigation methodology with the whistleblowing scheme?
· Cross-border investigations, investigating across different branches
Angel Corbacho Muro, Compliance Officer Europe & Middle East, Anheuser-Busch InBev
11.15 – Morning Coffee and Networking
11.45 – Global Significant Investigations in the Financial Sector: Managing Investigations and Risks
· What is the purpose of the investigation?
· Who will investigate?
· Who do we investigate?
· What do we investigate?
· When do we engage with external solution providers?
· Cross-border considerations
· To SAR or not to SAR, that is the question...
· Cross function collaboration
· How does the investigation end? Does it ever end?
Ashu Sharma, Group Investigations Manager, Anglo American
12.30 – M&A and Dark Data Room Cases: How to Approach Possible Cases
Giovanni Cerutti, Head of Legal & Compliance, NTT Data
13.15 - Lunch
14.15 – Delivering Compliance Awareness Raising Training Sessions (Including Case Examples)
Andy Egloff, Corporate Investigations Manager EMEAI & APAC, Dow Europe
15.00 – Performance Measurement of Compliance Management Systems (including KPIs)
· Dashboard design and KPIs for monitoring the performance of your global compliance efforts
· Reporting success and measurable results to your stakeholders
· Measuring compliance program effectiveness
Patrick Wellens, Global Compliance Business Partners, Global Pharma Company
15.15 - Investigation Panel Discussion: Recent Experiences and Trends in Managing Internal Investigations
· What are success factors for mature organisations, post-COVID, post-GDPR and in a time of unpredictability and cyberfraud?
· What tools are you currently using to make your in-house investigations process stronger?
· What are the greatest challenges you face in managing investigations and what solutions have you tried?
Angel Corbacho Muro, Compliance Officer Europe & Middle East, Anheuser-Busch InBev
Ashu Sharma, Group Investigations Manager, Anglo American
16.00 – Closing Remarks and End of Forum